United Arab Emirates
Regulatory advisory in the United Arab Emirates
The UAE has several regulators, each with its own rulebook. Firms operating onshore and in the financial free zones must manage more than one regime at once. We help firms to understand which requirements apply, where they overlap and how to meet them through one coherent framework.
How we help
Regulatory scoping across jurisdictions; licensing; governance and controls; compliance assessment; regulatory change and independent assurance.
Regulators covered
Scroll horizontally to see all columns.
| Market | Regulator | Library status |
|---|---|---|
| United Arab Emirates | Central Bank of the UAE | Complete |
| United Arab Emirates | Capital Market Authority | Complete |
| United Arab Emirates | Dubai Financial Services Authority (DFSA) | Complete |
| United Arab Emirates | Financial Services Regulatory Authority (ADGM) | Complete |
| United Arab Emirates | Virtual Assets Regulatory Authority (VARA) | Complete |
Coverage is shown as supplied by Treehouse. Confirm the instruments and versions relevant to your firm during scoping.
Mutabiq in this market
Mutabiq is our regulatory compliance assessment tool. It holds regulatory requirements taken directly from the source instruments, and assesses your policies and procedures against each one. The result is a requirement by requirement view of where you stand, with the evidence behind every finding.
Request a demonstrationThe document meets the requirement in full.
Document evidenceA policy statement, assigned owner and documented review process.Every requirement, evidenced.
Know where you stand.
Ask us for a demonstration of Mutabiq, or talk to our team about your regulatory priorities.